Careers

Careers

Manager, General Compliance

Responsibilities:

  • Review policies and procedures to comply with regulatory requirements
  • Act as the secretary of Compliance Committee Meeting
  • Coordinate with relevant units and prepare regular compliance reports
  • Disseminate compliance-related circulars to relevant parties
  • Provide advisory support to business units on compliance-related queries
  • Liaise with regulators and business units on compliance-related issues, such as licensing
  • Handle ad hoc projects as assigned

Ideal candidates are expected to possess:

  • Bachelor’s degree or above in Law, Finance & Accounting, Corporate Governance or related disciplines
  • At least 4 years’ relevant work experience in Corporate Banking, Private Banking or Private Wealth Management
  • Knowledge of Banking Ordinance, SFO and HKMA/SFC rules
  • Experience in private banking practices will be an advantage
  • Strong communication and interpersonal skills
  • Self-motivated, willing to learn and take up new challenges
  • Independent with strong problem solving skills, analytical ability to identify potential issues and solutions
  • Proficient in written and spoken English and Chinese (Mandarin and Cantonese)
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Careers
We offer attractive remuneration package and comprehensive fringe benefits. Interested parties please e-mail your full resume with current and expected salary to HK_Recruit_hr@hk.cathaybk.com, quoting job title.

If applicable, the successful applicant’s offer confirmation is subject to the result of Mandatory Reference Check (MRC) under HKMA’s mandatory requirement. For details, please visit the corresponding website: https://www.hkab.org.hk/en/page/5/mandatory-reference-checking-scheme-phase-2
Personal information collected will be used for considering suitability for the post and strictly in accordance with our personal data policies. It is our policy to retain the personal data of unsuccessful applicants for future recruitment purposes for a period of maximum two years.
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Any questions, please call our Customer Service Hotline at (852) 2877 5488.

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