Notice of Amendment: Updates for the Terms and Conditions of Investment Service
The following amendment becomes effective from 1 November, 2020: -
下列之修訂由 2020 年 11 月 1 日起生效：
(a) Terms and Conditions of Investment Service
(i) Part I - General Provisions for Investment Service:
第I部分 – 投資服務一般條文 :
An additional Clause 9.2 shall be added as follows and the original Clause 9.2 shall be amended as Clause 9.3 accordingly:
“Where the Bank acts as a distributor of any Securities or Financial Products and an agent of the Client in respect a Transaction thereof, the Client acknowledges and confirms that such transaction is subject to the terms and conditions applicable to that specific investment and for the purpose of effecting such transaction with the third party (which includes but not limited to the issuer of the Securities or Financial Products concerned), the Bank is authorized to disclose any information (including transaction information) relating to the Client to such third party as reasonably requested.”
(ii) Part II - Specific Provisions for Investment Service:
第II部分 – 投資服務的特定條文 :
• CHINA CONNECT
“the Hong Kong’s Investor Compensation Fund is not extended to include the Northbound Trading. Further,” shall be deleted from Clause 4.3(a).
The English version of this notice shall prevail whenever there is a discrepancy between the English and Chinese versions.